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Webinar: Required Compliance for the Board & Senior Management, Including BSA

 

Wednesday, January 29, 2014

2:00 - 3:30 pm CST

 

Speaker: Ann Brode, Brode Consulting Services, Inc.

 

About the Program

Directors and senior management are ultimately responsible (and liable) for ensuring the financial institution has an effective compliance program. Board and management training is a key component in establishing and maintaining a strong compliance program. It is vital that directors understand the various compliance areas that require their annual review and approval.

 

HIGHLIGHTS

  • BSA – Director responsibilities and liabilities; board reporting and communication required
  • Fair Lending – An ongoing hot button
    • How to mitigate the risk of any fair lending issues that may surface
    • Key areas covered during fair lending examinations
  • Privacy – From the board room to every employee, the privacy of consumer information is imperative and expected
  • Red Flags for Identity Theft – Specific requirements for board reporting
  • Administrative Issues for Compliance – Examiners are focusing on the compliance administrative processes throughout the institution. Do you know what is expected?


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Printable Brochure (Adobe PDF File)

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