Webinar: Required Compliance
for the Board & Senior Management, Including BSA
Wednesday, January 29, 2014
2:00 - 3:30 pm CST
Speaker: Ann Brode, Brode Consulting Services,
About the Program
Directors and senior management are ultimately responsible (and
liable) for ensuring the financial institution has an effective
compliance program. Board and management training is a key component in
establishing and maintaining a strong compliance program. It is vital
that directors understand the various compliance areas that require
their annual review and approval.
BSA – Director responsibilities and liabilities; board
reporting and communication required
Fair Lending – An ongoing hot button
How to mitigate the risk of any fair lending issues that may
Key areas covered during fair lending examinations
Privacy – From the board room to every employee, the privacy
of consumer information is imperative and expected
Red Flags for Identity Theft – Specific requirements for board
Administrative Issues for Compliance – Examiners are focusing
on the compliance administrative processes throughout the institution.
Do you know what is expected?