Webinar: Regulatory Compliance
for Deposit Operations, Including BSA
Tuesday, October 14, 2014
2:00 - 3:30 pm CST
Speaker: Mary-Lou Heighes, Compliance Plus, Inc.
About the Program
From the Truth in Savings Act (TISA) to electronic funds transfers
(Reg E) to the Bank Secrecy Act (BSA), the laws and regulations
governing deposit operations affect your daily working environment.
Providing disclosures and statements are just the tip of the iceberg.
Reg E error resolution claims continue to be one of the hottest areas of
consumer complaints to regulators. Knowing your rights and
responsibilities regarding checks and other issues covered by the UCC
can save your financial institution from potential losses. This webinar
will provide an overview of TISA and Reg E requirements, the BSA
recordkeeping and reporting requirements, check holds (Reg CC), the laws
of checks (UCC), and limitations on transfers from non-transaction
accounts (Reg D).