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Upcoming League Events

 

10 Steps to Building & Maintaining a Successful Compliance Program

 

Thursday, November 21, 2013

10:00 - 11:00 am CST

 

Speaker: John Zasada, CliftonLarsonAllen, LLP

 

About the Program

With all of the regulatory compliance changes that have taken place this year, it is more important than ever to have a solid regulatory compliance program. The changes are broad in scope, complex and require a coordinated approach to comply with provisions.

 

Examiners will be spending more time reviewing credit unions for compliance as the Consumer Financial Protection Bureau (CFPB) has ramped up its compliance initiatives. This session will focus on the elements critical to every regulatory compliance program. We will discuss how compliance has changed over the past couple of years and how your compliance function must adapt. We will look at credit union best practices and how you can incorporate these into your credit union. Not every credit union has the same resources to devote to compliance, but we will discuss several ways you can significantly improve your existing compliance program and in turn your credit union’s overall compliance performance.



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