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Wisconsin Credit Union Foundation

Webinar Calendar

Our League webinars offer training on topics for all aspects of credit union operations. You'll have the choice to participate in the live webinar only, purchase the recorded webinar or both. Included with all League webinars are the training log, quiz and answer key. 

Download a printable list of upcoming 2019 webinars >>

From time-to-time our webinar calendar will also show webinars from system partners. This is done as a courtesy to further your learning options and you should contact the system partner for details on those webinars.


Job-Specific BSA Training for Operations

This session will include examples of CIP deficiencies in recent BSA enforcement actions and provide additional monitoring tools.

Jun 05, 2019 02:00 PM   -­­  Jun 05, 2019 03:30 PM
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Location


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Type of Event
On Demand Webinar

Who Should Attend
  • Webinars
  • Lenders
  • Compliance

Register

Description

Operations staff must have effective, ongoing training to meet several critical BSA requirements. This webinar will examine three focal points of transaction testing sections of the BSA exam process. Real-life examples of suspicious activities detected by deposit operations staff will be included, along with practical tips for processing and protecting the confidentiality of time-sensitive 314(a) requests. This session will include examples of CIP deficiencies in recent BSA enforcement actions and provide additional monitoring tools.

Learning Objectives

  • Compliance with CDD, EDD, and beneficial ownership rules – will you pass the next BSA exam?
  • What does the frontline need to know/collect when opening an account?
  • Best risk assessment practices for CDD and EDD
  • Tips for an effective CIP, including case studies
  • Recent enforcement actions focused on failure to identify, monitor, and report suspicious activity – learn how to avoid five issues that may cause violations
  • Seven steps to include in 314(a) procedures

Speaker

Susan Costonis, CRCM, Compliance Consulting & Training for FIs

Investment

$259.00