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Compliance Officers: Advanced Deposit & Consumer Compliance Training

Feb 22 2:00 PM - Feb 22, 2023 3:30 PM
Feb 22, 2023 2:00 PM - 3:30 PM
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Effective compliance officers touch nearly every department and program. To do their jobs well, a vast amount of information needs to be in their heads and at their fingertips. This webinar will provide more advanced compliance training to further hone their skills and fill their toolbox.

Learning Objectives

  • Understand deposit and consumer compliance fundamentals and more complex elements of the regulations
  • Respond appropriately to audit and exam findings
  • Prepare your program and staff for regulatory hot buttons
  • Establish an effective training program
  • Effectively report compliance matters to the board
  • Incorporate best practices and provided tools into your compliance program

Compliance officers wear many hats. Each day they must manage piles of regulations, guidance, and monitoring reports to protect against compliance violations and avoid practices that could result in consumer harm. This jam-packed session will go beyond the basics of the consumer regulation requirements and provide resources and tools to strengthen and enhance your compliance program. Join us to explore the more complex elements of the key deposit and consumer compliance regulations. 



Dawn Kincaid, Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.




Live and recorded webinar, handouts, quiz with answer key and training log are included.

Your registration includes unlimited locations, making it easier to share and learn with remote staff.

Please note: You may share the link with others at your credit union, however the confirmation will be sent to one primary contact at your credit union. It will be up to the primary contact to share the material with others.

Additional Info

Event Type


Topics Covered

  • Live Webinars
  • Compliance