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Wisconsin Credit Union Foundation

Official Demands Part 1: Handling Subpoenas, Summonses & Other Legal Process

This webinar will explain legal processes, potential liability, and the situations when documents may be served on your institution. Join us to learn the necessary steps to properly accept service of process and properly respond to these legal documents, including identifying the information that can and can’t be disclosed, determining when the accountholder must be notified, and testifying in court or substituting an Affidavit of Records Custodian.

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Type of Event
On Demand Webinar

Who Should Attend
  • On Demand
  • Webinars
  • Member Services
  • Lenders
  • Compliance

Purchase

Description

Your institution probably receives at least one subpoena, summons, or other type of legal process each day. The risk is that your staff may not be trained on the proper way to accept service of process for your institution or on the proper way to respond to these legal documents. This could expose your institution to significant monetary damages and regulatory complaints. This webinar will explain legal processes, potential liability, and the situations when documents may be served on your institution. Join us to learn the necessary steps to properly accept service of process and properly respond to these legal documents, including identifying the information that can and can’t be disclosed, determining when the accountholder must be notified, and testifying in court or substituting an Affidavit of Records Custodian.

Learning Objectives

  • What financial privacy restrictions are imposed when responding to legal process?
  • What is the difference between a subpoena and a summons?
  • How do you know if it’s an official document or a fake?
  • When is your institution required to notify the accountholder?
  • Can you charge copying costs and fees?
  • When can you use an Affidavit of Records Custodian instead of physically appearing in court?

Speaker

Elizabeth Fast, JD, CPA, Spencer Fane LLP

Investment 

$259.00