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Wisconsin Credit Union Foundation

Compliance Roundtable (Spring)

Compliance professionals will get the tools to conquer the latest credit union compliance challenges, details on hot compliance issues, regulatory updates and a new network to exchange challenges and best practices.

Mar 08, 2017 08:30 AM   -­­  Mar 08, 2017 04:30 PM
Kalahari Resort & Convention Center

1305 Kalahari Drive

Wisconsin Dells

For More Information



Type of Event
In Person

Who Should Attend
  • Feature
  • In Person
  • Compliance



Conquer your latest Wisconsin credit union compliance challenges, get details on hot compliance issues, and broaden your network. The Compliance Roundtable is your opportunity to make it happen.

Download the brochure >>


OCU Update: MSB Accounts & Elder Abuse SAR Issues

Christy Megna | Financial Examiner, DFI - OCU

  • Identify the BSA compliance requirements for MSBs
  • Discover what examiners look for regarding MSBs
  • Learn the red flags for financial exploitation of elderly members
  • Find out how to report elder abuse and Suspicious Activity Reporting (SAR) program requirements

Minimizing Risks in Vendor Contracts

Marci Kawski | Associate, HuschBlackwell

  • Get regulatory guidance addressing third-party relationships
  • Discover the importance of a provision indemnifying the credit union in the event of an intellectual property (“IP”) claim
  • Identify the various types of litigation that may arise from vendor contracts

Suspending Debit Cards

Kim Hoppe | Compliance Resource Analyst, The League

  • Identify some of the issues raised by the Consent Order
  • Discover the impact it may have on your credit union’s practices

Roundtable Discussions

Share your ideas and best practices during this group discussion. We’ll cover the hottest topics for Wisconsin’s credit union compliance professionals.

Regulatory Update

Paul Guttormsson | Vice President of Legal & Compliance, The League 

  • Learn the CIP steps your credit union must soon take to identify the “beneficial owners” of organizations
  • Catch up on the changes being made to HMDA reporting obligations
  • Prepare for the prepaid card rules that will take effect in 2017

Don’t Get Burned on Lost, Stolen or Destroyed Cashier’s Checks

John Engel | Director of Legal Affairs,The League

  • Explore UCC procedures for refunding a cashier’s check
  • Learn how to use the revamped W.C.U.L. Services Corp. Form #82006


John Engel | Director of Regulatory Affairs, The League

The League John 20 year tenure assisting credit unions with compliance, issues at The League was proceeded by his past experience as director, president and secretary of a Milwaukee cooperative.

Paul Guttormsson | VP of Legal & Compliance, The League

Paul helps Wisconsin credit unions understand the many legal issues that can affect their operations. He regularly consults with credit union personnel, updates The League ii Releases and speaks at League seminars.

Kim Hoppe | Compliance Resource Analyst, The League

Kim’s a 20 year financial services industry veteran, holding a variety of positions. She is a Compliance Specialist, working directly in credit unions through a program offered by W.C.U.L. Services Corp.

Marci Kawski | Associate, Husch Blackwell

Marci counsels state-chartered credit unions in a variety of consumer credit regulatory matters. She is also well-versed in preparing and reviewing third-party and vendor contracts.

Christy Megna | Financial Examiner, DFI - Office of Credit Unions

Christy has been with the OCU since 2014 and takes special interest in compliance, internal controls, lending and strategic planning.


Kalahari Resort
1305 Kalahari Drive, WI Dells, WI 53965
(877) 253-5466

Rate: Single/Double $112, plus tax
Room block expires: February 5, 2017