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Wisconsin Credit Union Foundation

Required Compliance Training for the Board & Senior Management

Understand your regulatory responsibilities and liabilities. Join us for this webinar to meet your annual training requirements!

Nov 16, 2017 02:00 PM   -­­  Nov 16, 2017 03:30 PM
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Type of Event
Webinar

Who Should Attend
  • On Demand
  • Webinars
  • Leadership
  • Compliance
  • Board Member

Register

Description

Directors and senior management are responsible for forming a top-down compliance culture and establishing a strong compliance management system. The responsibility for regulatory compliance ultimately lies with the board. However, with dozens of regulations, thousands of pages of guidance and best practices, and new changes on the horizon, determining exactly what is required of you and your institution can be overwhelming.

This session will help you understand your regulatory responsibilities and liabilities. It will review the highest-risk areas and explain which information and reports need to be reviewed periodically to make informed compliance program decisions. Join us for this webinar to meet your annual training requirements!

Learning Objectives

  • Bank Secrecy Act and identity theft prevention
    • Overview of board responsibilities
    • 2018 CDD rules overview and action plan
  • Fair lending current issues
  • Identity theft red flags – best practices for identifying and reporting, cybersecurity, CATO, and wire fraud
  • Privacy rules and best practices
  • UDAAP – preventing consumer harm, tracking, and responding to consumer complaints
  • Vendor management
  • Compliance management system
    • What to expect at the next compliance exam and how to respond to findings

Speaker

Dawn Kincaid, Brode Consulting Services, Inc.

Download the brochure >>