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On-Demand Compliance Webinars

Compliance Training when YOU Want It

Select among a wide-range of compliance topics, download and watch either individually or as a department. These webinars change monthly with the latest information.

In addition to these rotating webinars, The League offers FREE BSA & OFAC on demand webinars. This includes a three-part series for compliance professionals and one specifically targeted to credit union board members.

Free BSA & OFAC webinars >>

Accounting Nightmares: TDRs, Foreclosed Assets, Investments & More

This webinar will focus on areas such as TDRs, foreclosed assets, alternate investments (outside of normal agency securities), life insurance policies, and business acquisitions. Join us to gain the knowledge and resources to properly account for these on financial statements and Call Reports.

Top 10 Issues for the 2019 HMDA Report: Due March 1, 2020

This fast-paced webinar will cover the top 10 HMDA challenges and provide valuable tools, so you can confidently submit your 2019 HMDA data by March 1, 2020.

Lending to Hemp Businesses, Including Recent USDA Interim Hemp Production Guidance

Where do you start? How will you know a legal hemp crop from an illegal one? What ongoing due diligence and reporting will be expected? Join us for answers to these questions and more in this jam-packed session.

BSA High-Risk Members: Identifying, Enhanced Due Diligence & Monitoring

This webinar will explain how to identify and assess the risk – low, medium, or high – associated with members and products. You’ll learn the additional steps to conduct the “enhanced” due diligence required for higher-risk members and the member and product due diligence necessary for ongoing monitoring.

Securing Collateral: How to Complete & File UCC-1 Financing Statements

This webinar will explain how to correctly complete each section of the UCC-1 Form and where to file it for every type of consumer and commercial debtor situation. You’ll also learn how to correct an inaccurate or improperly filed UCC-1 Form.

Updated Flood Insurance Exam Procedures, Including Recent Private Flood Insurance Rules

This webinar will review the updated examination procedures to ensure your institution has taken reasonable actions to successfully pass your next flood insurance examination.

The Changing Face of BSA Administration: What BSA Officers & Management Must Know

This webinar will address the thought and decision-making processes that BSA staff and management must use to deal with more unique business types.

Business Accounts: Who is Authorized to Open, Close, Transact?

This webinar will provide the knowledge needed to confidently setup and maintain business accounts. For each business type, you’ll learn the documents required, the correct taxpayer identification number, and who has authority to sign and conduct transactions.

Revisiting Reg CC Policies, Disclosures & Notices for Rule Changes Effective July 1, 2020

This jam-packed session will review each of these documents section-by-section and line-by-line to ensure you’re prepared for your next audit or exam.

Consumer Privacy: New Online & Mobile App Issues, GDPR, Reg P & Compliance

This webinar will explain your institution’s existing consumer privacy obligations under GLBA and how GDPR and CCPA differ from it. You’ll also learn how to determine whether your institution will be impacted by GDPR and CCPA.

IRS Reporting Requirements: 1098s, 1099s, TINs & Backup Withholding

Join us to learn about the world of IRS reporting and best practices for compliance and efficiency.

Safe Deposit Issues: Delinquency, Death & Abandonment

This webinar will cover everything you need to know to properly handle safe deposit boxes, including the rental agreement, collecting rent, drilling the box, and escheatment of box contents to the state.

ACH Error Resolution: Returns, Authorizations, WSUDs, Stop Payments & More

This program will address these challenges and explain how to handle them according to ACH rules. Case studies and scenarios will demonstrate how to respond knowledgeably when faced with ACH errors.

BSA Special Risks: Policy, Law Enforcement & Regulator Issues

This webinar will review what’s old, what’s new, and what’s to come. It will highlight hot issues and provide key take-aways that will strengthen your BSA/AML program.

Robbery Preparedness: Meeting Your Annual Compliance Requirement

Learn the latest FBI robbery statistics, how to best assist law enforcement, and which details are important to investigators. You must understand the actions employees should and shouldn’t take during a robbery.

When a Borrower Dies: Rules, Procedures & Liabilities

This webinar will thoroughly explain the proper procedures and processes to follow when a borrower dies, including the special procedures under the mortgage servicing rules regarding home loans.

Critical Timing Requirements in the Mortgage Lending Lifecycle

This webinar will dig into the loan compliance timing constraints related to the delivery, receipt, and retention of mortgage loan documents.

Provisional Credit Under Reg E: Rules, Best Practices & FAQs

This webinar will explain how to properly investigate alleged errors and unauthorized EFTs and when to properly provide provisional credit.

Understanding & Navigating ACH Rules for ODFIs

This program will provide an overview of the ACH Rules book layout and review the Articles most critical to an ODFI’s ACH operations, ensuring you understand your institution’s compliance responsibilities. Don’t forget to bring your 2019 ACH Rules book!

Top 10 Compliance Mistakes in Advertising

This webinar is designed to teach marketing, compliance, and audit teams the requirements applicable to marketing campaigns. You’ll gain the tools and knowledge to ensure clear and compliant promotions.

The League offers many programs that include national speakers. Keep in mind that national speakers bring expertise in their field, but they do not typically address issues under state laws and regulations. Please contact the Legal Affairs Department if you have questions about state or federal issues.