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Gear Up with Our Unbeatable Compliance Resources

Compliance is one of the most in-demand League services. Our experts can help reduce credit unions' exposure to regulatory penalties, prepare credit unions for visits by regulators, and protect your credit union and its members from liabilities that have the potential to affect income, member service, reputation, and more.

Have a compliance question? Contact The League's Compliance Hotline at (608) 640-4050 or email [email protected]

Topics A to Z
Recent ii Release Updates
Credit Union Forms
PolicyAid
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Regulatory Calendar

Regulatory Calendar

Be prepared. State and federal regulatory deadlines of note available for reference, including a printable PDF version.

Compliance Specialists Program

Compliance Specialists Program

Our staff-sharing program allows credit unions of any size or budget to access expert, League-trained, state-specific compliance help.

ii Releases

ii Releases

Complete collection of all of The League's ii (important information) Releases, including general and lending releases.

Compliance Couriers

Tip Compliance Courier

Serving higher-risk businesses requires enhanced due diligence

Sep 16, 2021

TIP:   This Compliance Courier was prepared by one of The League’s Compliance Specialists – Jennifer Haydon. All of our specialists are CUNA-certified in BSA compliance. To learn more about how the Compliance Specialist program could help your credit union, contact  Paul Guttormsson.

Credit unions serve many types of businesses, but do you have processes in place for your staff to recognize “higher-risk” businesses and monitor their activity? It’s a BSA regulatory requirement to identify higher-risk members and to monitor their accounts with enhanced due diligence. Examiners will check on this issue, so it’s important to stay on top of these accounts – or even to decide whether to serve higher-risk businesses at all.
News Compliance Courier

Upcoming compliance webinar focuses on fraud trends

Sep 13, 2021
Compliance Courier LIVE

 

 

 

NEWS:   The September installment of our ongoing "Compliance Courier LIVE!" webinar series is coming up. Tune in on Wednesday, Sept. 22 from 1:00 to 2:15 p.m. for “Fraud Trends: Wires, ACH and Check Fraud.” The webinar will feature guest speaker Ken Otsuka, Senior Consultant, Business Protection Risk Management at CUNA Mutual Group.

News Compliance Courier

Vaccine mandates include "federal contractors," large employers

Sep 10, 2021
NEWS:  President Biden announced a series of sweeping new coronavirus vaccine mandates Thursday. Among them, the President issued an Executive Order that mandates COVID-19 vaccines for  employees of federal government contractors. Another order requires vaccinations for federal employees. Federal employees and contractors will have about 75 days to get fully vaccinated from the time the executive order is signed, officials said. The vaccine requirement will include exemptions for individuals with disabilities and for those who refuse the vaccination on religious grounds.
News Compliance Courier

ACH rules changing as of Sept. 17

Sep 7, 2021

NEWS:  This Compliance Courier was prepared by one of The League’s Compliance Specialists – Laura Nelson. She and several other specialists are Accredited ACH Professionals (AAPs). To learn more about how the Compliance Specialist program could help your credit union, contact  Paul Guttormsson.

The National ACH Association (Nacha), has approved five amendments to the ACH rules that will become effective on Sept. 17, 2021. The Meaningful Modernization rules will reduce some barriers to using ACH and improve and simplify the ACH user experience. Here is a summary of the changes:...

Compliance Events

Jan
21

Small Credit Union CEO Virtual Roundtable Series

Webinar
CEOs, this is your opportunity to share on current issues such as staffing, operations and the continuing impact of the pandemic in your communities.
Jan
29

Reg Z & TILA – Non - Real Estate

On-Demand Webinar
Find out how Reg Z and TILA apply to non-real estate loans and protect your institution from common missteps and regulatory consequences.
Jan
29

Reg Z & TILA – Real Estate

On-Demand Webinar
How do Reg Z and TILA apply to loans secured by real estate? What about ARM loans? HELOCs? Round out your understanding of these regulatory focal points today.
Jan
29

Reg V & FCRA

On-Demand Webinar
Financial institutions and borrowers rely on consistent gathering and reporting of fair, accurate information. Learn how to properly access, decipher, and utilize the data contained in consumer credit reports.
Jan
29

Reg X & RESPA

Webinar
During the session, participants will learn about the scope and coverage of RESPA, including the statute’s prohibition against kickbacks and unearned fees, as well as notification requirements in connection with servicing transfers and force-placed insurance. In addition, this session will cover the procedural requirements in connection with escrow accounts and Regulation X’s protections for delinquent mortgage borrowers.
Jan
29

Reg C & HMDA

On-Demand Webinar
During the session, participants will learn about HMDA’s institutional coverage test and what constitutes a reportable transaction. The session will also cover the data collection requirements for both traditional and low-volume filers, recording and reporting requirements, and rules concerning the public disclosure of HMDA data.