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Compliance

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Gear Up with Our Unbeatable Compliance Resources

Compliance is one of the most in-demand League services. Our experts can help reduce credit unions' exposure to regulatory penalties, prepare credit unions for visits by regulators, and protect your credit union and its members from liabilities that have the potential to affect income, member service, reputation, and more.

Have a compliance question? Contact The League's Compliance Hotline at (608) 640-4050 or email [email protected]

Topics A to Z
Recent ii Release Updates
Credit Union Forms
PolicyAid
COVID-19 Resources & Updates

Regulatory Calendar

Regulatory Calendar

Be prepared. State and federal regulatory deadlines of note available for reference, including a printable PDF version.

Compliance Specialists Program

Compliance Specialists Program

Our staff-sharing program allows credit unions of any size or budget to access expert, League-trained, state-specific compliance help.

ii Releases

ii Releases

Complete collection of all of The League's ii (important information) Releases, including general and lending releases.

Compliance Couriers

News Compliance Courier

Updated Flood Insurance Q&As offer clarifications

May 16, 2022
NEWS:  The NCUA is one of five federal lending regulators (Agencies) that last week joined in updating the Interagency Questions and Answers Regarding Flood InsuranceClick here for a copy of the Q&As.  
News Compliance Courier

Wisconsin Updates Unclaimed Property Law

May 6, 2022
NEWS:  Wisconsin law requires credit unions, as holders of property, to report and remit unclaimed property annually to the Wisconsin Department of Revenue, the administrator of Wisconsin’s unclaimed property program.  Wisconsin unclaimed property laws were recently amended with 2021 Wisconsin Act 87 which became effective on November 7, 2021.  The Act conforms Wisconsin’s unclaimed property laws -- found in Wis. Stats. Chapter 177 -- to  many of the provisions in the Revised Uniform Unclaimed Property Act of 2016.  These updates were needed to address technological innovation and recognize new types of property not previously included in the law.  The League’s ii Release No. 0007, Wisconsin Unclaimed Property Law - has been updated to reflect the revisions to Wis. Stats. Ch. 177. 
News Compliance Courier

NCUA 5/19 webinar to focus on elder financial exploitation

May 4, 2022
NEWS:  The NCUA will host a webinar for credit unions looking to protect their older members on Thursday, May 19, beginning at Noon, Central time.
Tip Compliance Courier

Maintaining account documentation standards

Apr 28, 2022
TIP:  We often get calls at The League about problems with old accounts, when defective documents are discovered after an accountholder passes away. Such problems or potential problems may include:...

Compliance Events

May
17

Building a Successful Cross-Selling Platform

Webinar
This webinar will provide tools to empower staff to cross sell effectively and intelligently. From discovery to delivery, you will learn to increase accountholder retention while gaining growth opportunities through favorable referrals.
May
17

7 Rivers Region Chapter Meeting - May 2022

In-Person
Murder Mystery Co
May
17

Greater Fox Cities Chapter Meeting - May 2022

In-Person
T-Rats game for all CU members with Legislators
May
18

Handling Trusts & Other Fiduciary Accounts

Webinar
This webinar will explain everything you need to know about opening trusts and other fiduciary accounts, including proper account documentation, authorization requirements, and red flags. In addition, you’ll learn how to reduce the risk of loss when dealing with trusts and other fiduciary accounts.
May
19

The New ACH Rules on Prenotification & Micro-Entries

Webinar
Join us to learn the implications, rights, and requirements under Nacha’s new rules, including initiation, handling, and exceptions.
May
24

Madison Chapter Meeting - May 2022

In-Person
Madison Area Chapter of Credit Union’s Annual Meeting