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Compliance

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Gear Up with Our Unbeatable Compliance Resources

Compliance is one of the most in-demand League services. Our experts can help reduce credit unions' exposure to regulatory penalties, prepare credit unions for visits by regulators, and protect your credit union and its members from liabilities that have the potential to affect income, member service, reputation, and more.

Have a compliance question? Contact The League's Compliance Hotline at (608) 640-4050 or email compliance@theleague.coop.

Topics A to Z
Recent Compliance Updates
Credit Union Forms
PolicyAid
commUNITY

Regulatory Calendar

Regulatory Calendar

Be prepared. State and federal regulatory deadlines of note available for reference, including a printable PDF version.

Compliance Specialists Program

Compliance Specialists Program

Our staff-sharing program allows credit unions of any size or budget to access expert, League-trained, state-specific compliance help.

ii Releases

ii Releases

Complete collection of all of The League's ii (important information) Releases, including general and lending releases.

Compliance Couriers

News Compliance Courier

ACH Contact Registry rule effective July 1, 2020

Jul 1, 2020

NEWS:  Have you ever tried contacting someone in an ACH department at Fifth Third, BoA, Chase, or Wells Fargo?  Good luck with that! 

Nacha has implemented a new rule that should help. Effective today, all financial institutions participating in the ACH network are required to register contact information with Nacha for personnel or departments responsible for ACH operations and fraud/risk management. This contact information will be available for other registered ACH participating financial institutions for operational, fraud and risk management issues in the ACH Network.

News Compliance Courier

DATCP extends industrial hemp rule; FinCEN offers more guidance

Jun 30, 2020
NEWS:  Less than two weeks ago The League published a Compliance Courier about Recent hemp and CBD news, including NCUA’s latest guidance and the status of Wisconsin’s industrial hemp program. Now there are two more developments to report:
Q&A Compliance Courier

July 4th is a federal holiday for rescission purposes

Jun 25, 2020

Q&A:  Here's a question that a Wisconsin credit union recently asked The League's Legal Affairs team, along with our answer. Do you have a compliance question? Contact The League's Compliance Hotline at (800) 242-0833 or email.

Q.  With July 4th falling on a Saturday this year, how does that effect the rescission period on mortgage loans? 

News Compliance Courier

Regulators issue joint guidance for examiners during pandemic

Jun 25, 2020
NEWS:  The NCUA, along with other state and federal bank and credit union regulators, have jointly issued Examiner Guidance Considering the Effect of the COVID-19 Pandemic on Institutions, outlining principles for how examiners will assess safety and soundness given the ongoing impact of the pandemic. The examiner guidance is meant “to promote consistency and flexibility in the supervision and examination of financial institutions affected by the COVID-19 pandemic,” the NCUA said.

Compliance Events

May
28

Growth & Transformation Webinar Series

On-Demand Webinar
This four-pack of marketing and sales webinars includes: ** Driving Engagement with Facebook, Twitter & Instagram ** Digital Marketing Strategies: What’s Working in 2020? ** Attracting Millennials: The Next Generation of Revenue ** Leveraging LinkedIn for Lenders. A savings of over $100.
Jul
08

NAFCU Webinar

Webinar
During the webinar, NAFCU President and CEO Dan Berger will discuss what credit unions should expect in the coming months amid the COVID-19 pandemic and what NAFCU is doing to help credit unions during this difficult time.
Jul
08

Fraud Trends-Wires, ACH and Check Fraud

Webinar
Join us to learn the latest in fraud trends with CUNA Mutual Group’s Ken Otsuka, Senior Consultant in the Risk & Compliance Solutions.
Jul
08

Fraud by Channel Type: Check, Debit, Credit, ACH & Wire

On-Demand Webinar
This webinar will explore the unique laws, rules, regulations, and private network or card association rules at play in various payment channels with respect to fraud. Join us to learn about these important issues and fraud mitigation tools you can deploy.
Jul
09

Town Hall featuring Cherie Freed

Webinar
Join us for an exclusive virtual Town Hall with National Credit Union Administration’s Regional Director, Cherie Freed.
Jul
09

HR Compliance: Lessons Learned from Massive HR Failures

Webinar
This webinar will unearth “learning moments” gleaned from HR mistakes for this informative session geared toward human resources professionals and managers at every level.