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Gear Up with Our Unbeatable Compliance Resources

Compliance is one of the most in-demand League services. Our experts can help reduce credit unions' exposure to regulatory penalties, prepare credit unions for visits by regulators, and protect your credit union and its members from liabilities that have the potential to affect income, member service, reputation, and more.

Have a compliance question? Contact The League's Compliance Hotline at (608) 640-4050 or email [email protected].coop.

Topics A to Z
Recent ii Release Updates
Credit Union Forms
PolicyAid
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Regulatory Calendar

Regulatory Calendar

Be prepared. State and federal regulatory deadlines of note available for reference, including a printable PDF version.

Compliance Specialists Program

Compliance Specialists Program

Our staff-sharing program allows credit unions of any size or budget to access expert, League-trained, state-specific compliance help.

ii Releases

ii Releases

Complete collection of all of The League's ii (important information) Releases, including general and lending releases.

Compliance Couriers

Analysis Compliance Courier

Examiners focus on accounting treatment for repossessed assets

Jul 26, 2021
ANALYSIS:  The Legal Affairs team usually does not offer guidance on accounting issues. We’re not CPAs, after all. But recent findings by Wisconsin Office of Credit Union (OCU) examiners have raised some compliance concerns that we’d like to address.
Tip Compliance Courier

Consumer Act limits returned payment fees on closed-end loans

Jul 16, 2021
TIP:   Recently, we've heard that state examiners have cited some credit unions for charging too much when a borrower makes a payment on a consumer loan (by check or ACH) and it “bounces.”
Q&A Compliance Courier

Accepting an older power of attorney form

Jul 12, 2021

Q&A:   Here's a question that a Wisconsin credit union recently asked The League's Legal Affairs team, along with our answer. Do you have a compliance question? Contact The League's Compliance Hotline at (800) 242-0833 or email.

Q.        Our member signed a power of attorney (POA) back in 2011, and it's just being presented to us now. Is it safe to accept a POA that's a decade old?

News Compliance Courier

CFPB finalizes rules delaying some foreclosures to 2022; small servicers exempt

Jun 29, 2021
NEWS:   The CFPB has finalized amendments to its Reg. X mortgage servicing rules, in some cases prohibiting servicers from starting foreclosures until Jan. 1, 2022 – though the Bureau has narrowly tailored its rules compared to the all-out moratorium that it first proposed. The new rules will apply to mortgage loans secured by the borrower’s principal residence.

Compliance Events

Jan
21

Small Credit Union CEO Virtual Roundtable Series

Webinar
CEOs, this is your opportunity to share on current issues such as staffing, operations and the continuing impact of the pandemic in your communities.
Jan
29

Reg Z & TILA – Non - Real Estate

On-Demand Webinar
Find out how Reg Z and TILA apply to non-real estate loans and protect your institution from common missteps and regulatory consequences.
Jan
29

Reg Z & TILA – Real Estate

On-Demand Webinar
How do Reg Z and TILA apply to loans secured by real estate? What about ARM loans? HELOCs? Round out your understanding of these regulatory focal points today.
Jan
29

Reg V & FCRA

On-Demand Webinar
Financial institutions and borrowers rely on consistent gathering and reporting of fair, accurate information. Learn how to properly access, decipher, and utilize the data contained in consumer credit reports.
Jan
29

Reg X & RESPA

Webinar
During the session, participants will learn about the scope and coverage of RESPA, including the statute’s prohibition against kickbacks and unearned fees, as well as notification requirements in connection with servicing transfers and force-placed insurance. In addition, this session will cover the procedural requirements in connection with escrow accounts and Regulation X’s protections for delinquent mortgage borrowers.
Jan
29

Reg C & HMDA

On-Demand Webinar
During the session, participants will learn about HMDA’s institutional coverage test and what constitutes a reportable transaction. The session will also cover the data collection requirements for both traditional and low-volume filers, recording and reporting requirements, and rules concerning the public disclosure of HMDA data.