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Compliance Roundtable

Nov 05 1:00 PM - Nov 05, 2025 2:30 PM
Nov 05, 2025 1:00 PM - 2:30 PM
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Description

Join a member of The League's compliance team as they lead a discussion on the latest changes in regulations and need to know information to keep your credit union in compliance.

Additional information coming soon!

Bundle Dates:

  • February 12
    NCUA’s Succession Planning Final Rule and what it means for Wisconsin Credit Unions 

  • April 2
    Topics Coming Soon!

  • November 5
    Home Mortgage Disclosure Act (HMDA) and its Implications for Credit Unions

Agenda

1:00 – 1:45 pm 
Home Mortgage Disclosure Act (HMDA) and its Implications for Credit Unions
Katie Neuman-Lindstrom | Principal, Financial Services | CLA (CliftonLarsonAllen LLP)

HMDA reporting remains one of the most complex technical compliance areas for credit unions, and even small mistakes can lead to significant issues. This session will examine the most common data errors we encounter, including business-purpose loans, application dates, withdrawn applications, HELOC rate spreads, and credit model reporting, etc. 

We’ll discuss why these errors occur and the potential impact on your credit union’s compliance posture. Whether your institution is fully HMDA-reporting or partially exempt, this session will provide clarity on the areas that frequently cause confusion. 

Questions may be submitted in advance, and Katie will address common themes during the discussion. 

1:45 – 2:15 pm
Are You Ready for Nacha’s 2026 ACH Fraud Monitoring Rules?
Laura Nelson | Director of Compliance Specialists | The League

Nacha’s latest rule update includes the new fraud monitoring rule amendments becoming effective March 20, 2026. The amendments are intended to reduce the incidence of successful fraud attempts and improve the recovery of funds after frauds have occurred. Those impacted are Originators, Third-Party Service Providers/Third Party Senders, ODFIs, and RDFIs. This discussion will provide an important opportunity to share tips and tools for implementing this within your credit union’s ACH department. 

2:15 – 2:30 pm     
Q&A and Discussion


Additional Info

Speakers

Katie Neuman-Lindstrom, MBA, CRCM, CERP

Principal, Financial Services | CLA (CliftonLarsonAllen LLP)

Katie Neuman-Lindstrom joined the Financial Institutions Group at CLA in 2021, following 20 years of experience in lending, regulatory compliance, and enterprise risk management in community banks. Her positions have included Loan Officer, Vice President of Compliance, and Director of Enterprise Risk Management.  Katie’s experience has included establishing two secondary market mortgage divisions in community banks, enterprise risk management, overseeing third party risk management in a complex community bank with numerous national FinTech partnerships, and administration of the model risk management program.   

Katie has been an active participant in several management committees and has a diverse background which allows her to assist clients in many types of consulting and outsourcing engagements.

Laura Nelson

Director of Compliance Specialists | The League
Laura finds solutions for credit union’s complex compliance challenges through leading The League’s Compliance Specialist Program. Laura assists credit unions with their compliance needs, overseeing a talented team of compliance professionals and ensuring they have the necessary resources to provide outstanding compliance assistance to credit unions. 
 
In total, Laura has worked in the financial industry for over 25 years with experiences ranging from branch customer service, branch management, lending, education, auditing, and compliance. In addition, Laura has several years of experience in the insurance industry and risk management. 
 
Laura holds several accredited certifications and has served on several national payments-related committees, including her current service on Nacha’s Arbitration Panel. She earned an associate degree in Marketing and a bachelor’s degree in business management from Cardinal Stritch University

Event Type

Webinar

Fees

$99 for each individual session 

$229 for the bundle (Feb 12 | April 2 | Nov 5) 

Location