Compliance Events

We are going virtual for the 2021 State Government Affairs Conference. Be sure to join us for virtual meetings with legislators, keynote speakers, networking and more!

Whether you are an experienced executive or a novice BSA officer, you are sure to benefit from this great overview of the evolving BSA responsibilities every financial institution faces daily.

Join us to learn best practices-based strategies for effective work-from-home record management. The sample policy and guidelines will help your institution manage records, minimize risks, and maximize compliance.

Find out how Reg Z and TILA apply to non-real estate loans and protect your institution from common missteps and regulatory consequences.

How do Reg Z and TILA apply to loans secured by real estate? What about ARM loans? HELOCs? Round out your understanding of these regulatory focal points today.

Financial institutions and borrowers rely on consistent gathering and reporting of fair, accurate information. Learn how to properly access, decipher, and utilize the data contained in consumer credit reports.

During the session, participants will learn about the scope and coverage of RESPA, including the statute’s prohibition against kickbacks and unearned fees, as well as notification requirements in connection with servicing transfers and force-placed insurance. In addition, this session will cover the procedural requirements in connection with escrow accounts and Regulation X’s protections for delinquent mortgage borrowers.

During the session, participants will learn about HMDA’s institutional coverage test and what constitutes a reportable transaction. The session will also cover the data collection requirements for both traditional and low-volume filers, recording and reporting requirements, and rules concerning the public disclosure of HMDA data.

During the session, participants will hear about protected classifications under the ECOA and the various forms of discrimination that your institution must be on the lookout for. Attendees will gain a solid knowledge of Regulation B’s rules governing the evaluation of credit applications as well as notification requirements when taking adverse action.

New webinar series designed to put lenders on the road to compliance and success. This series wades through the “regulatory alphabet soup” and breaks down each important regulation.

This session will dive deep into the compliance expectations during your next examination, explain how to avoid the frequent violations regulators have identified, and provide guidance on navigating trip-line situations.

This webinar will help take the mystery out of Partnership and S-Corp tax returns so you can identify real cash flow quickly and accurately.

Attend this session to gain a better understanding of the rules surrounding residential real estate appraisals, including examples of compliance red flags that can lead to violations.

This 4-part series will address the multifaceted aspects of the Act, including risks, best practices, compliance, and document delivery.

This fast-paced session will explore the six-step consent process. Learn best practices for opening accounts and completing signature cards, as well as common pitfalls. Other important topics will be covered, including risk mitigation strategies, vendor management, and required documentation for CIP in order to form a “reasonable belief” of the true identity of the customer.

From February - September, League compliance experts and special guests will cover the latest updates and lead Q&A to discuss your questions. This virtual roundtable gives you ongoing news, compliance tips and will keep you at the fore-front of changes.

From February - September, League compliance experts and special guests will cover the latest updates and lead Q&A to discuss your questions. This virtual roundtable gives you ongoing news, compliance tips and will keep you at the fore-front of changes.

This comprehensive program will dissect the dos and don’ts by studying the institutions who have paid big fines to the regulators and returned big fees to their account holders.

This session is designed to ensure that your processing of ACH tax refunds is efficient, and more importantly, protects your financial institution from losses associated with incorrect handling of these types of payments.

Learn best practices for allowing employees to work remotely and limit the liability risks and losses that begin with noncompliance. Helpful checklists will provide focus and guidance, plus information for the board.