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Compliance Events

The League offers many programs that include national speakers. Keep in mind that national speakers bring expertise in their field, but they do not typically address issues under state laws and regulations. Please contact the Legal Affairs Department if you have questions about state or federal issues. View all League, Foundation, and system vendor events here.


Jun
01

Deadline July 1, 2020: HMDA Final Rule on Closed-End Loan Data Collection & Reporting

Webinar
Attend this webinar and learn the impacts of the revised rules. It is important to understand that collecting demographic information is not a requirement exclusive to HMDA, and institutions should continue to collect information as required by the Equal Credit Opportunity Act (Regulation B) for the purchase and refinance of a borrower’s principal residence.
Jun
04

UCC Article 9: Perfection Pitfalls & Proper Enforcement

Webinar
This webinar will explain how to obtain and perfect security interests in UCC Article 9 collateral, including accounts, equipment, inventory, farm products, general intangibles, contract rights, stocks, and mutual funds. It will address situations where filing a UCC-1, taking possession, or obtaining a third-party control agreement is required for perfection, and explain which method gives your institution priority.
Jun
09

Three Key Risk Assessments in Enterprise Risk Management

Webinar
Join this fast-paced webinar for practical tips and tools you can use to enhance your risk management practices.
Jun
10

Debit & Prepaid Card Compliance: Disclosures, Fee Changes & More

Webinar
Join us to learn how to review and analyze your disclosures and notices before the next exam.
Jun
18

Handling ACH Exceptions & Returns

Webinar
This webinar will provide real-world ACH exception scenarios and explain how you can mitigate the chances for risk and loss. Learn to ask accountholders specific questions to determine the underlying problem and identify the applicable ACH Rules references for each issue.
Jun
22

Record Retention: What Documents Must Be Retained & For How Long?

Webinar
This webinar will explain the legal and regulatory retention period requirements and the practical considerations for both electronic and paper document retention and destruction.
Jun
24

Comparing Regulation E with Visa & Mastercard Rules

Webinar
Do you know where Reg E and Mastercard/Visa rules intersect? Where do disputes fall? Learn what you need to know to comply with these distinct, but overlapping, rules.
Jul
07

Annual Training for the Branch: BSA, Identity Theft & Regs CC, D, E & Truth in Savings

Webinar
This program will give your staff a basic understanding of these regulations and how they impact member relationships. The regulations, which guide our practices, affect accountholders from overdrafts, to placing holds on checking accounts, to identity theft, and more.
Jul
08

Fraud by Channel Type: Check, Debit, Credit, ACH & Wire

Webinar
This webinar will explore the unique laws, rules, regulations, and private network or card association rules at play in various payment channels with respect to fraud. Join us to learn about these important issues and fraud mitigation tools you can deploy.
Jul
20

Regulation E Myth Busters

Webinar
Join us to ensure your financial institution is appropriately handling Regulation E to increase accountholder satisfaction, decrease examination findings, and minimize loss for your financial institution.
Aug
20

Risk Officer Webinar Series

On-Demand Webinar
This webinar four-pack for risk officers includes: ** The 15 Worst Security Mistakes ** A Year in the Life of a Compliance Officer: Tips, Tools & Annual Requirements ** Advanced BSA Officer Training: Risk, Compliance & Real-Life Scenarios ** Risk Management Officer: Expectations & Responsibilities. A savings of $100.
Sep
22

Hike the Hill 2020

In-Person
This annual event brings you face to face with decision makers in Washington to discuss the valued services your credit union provides, plus policy and regulatory issues.
Jan
28

2021 State Government Affairs Conference

In-Person
Join with over 350 of your credit union peers and be an active participant and influencer on issues directly impacting Wisconsin credit unions. This is your opportunity to represent your credit union and members before lawmakers. Let your voice be heard.