Compliance Events

As technology evolves, so too do record retention guidelines. Do you need to retain originals, or will digital versions do the trick? Does your staff know the difference? Are your policies up to date with the E-Sign Act requirements? Learn the answers to these questions and more in this practical webinar.

This session will dive into the final QM rules and provide best practices for how to prepare your policies, procedures, systems, and staff for the changes. It will also review the seven ability-to-repay (ATR) options and provide guidance on implementing the new changes and how to strengthen your current ATR/QM compliance program. Don’t miss this jam-packed session!

Deposit operations is one of the most important areas of your financial institution. This webinar will provide a comprehensive regulatory overview to help your institution avoid unnecessary loss and comply with BSA training requirements.

This webinar will explain all aspects of the repossession process regarding non-real estate collateral, starting with the decision to repossess and ending with the disposition of the collateral at a private or public sale. Learn the steps to properly repossess and dispose of collateral under UCC Article 9.

This webinar will decipher and clarify the instructions related to Schedule A and provide context and examples for commercial loans, indirect loans, CARES Act loan modifications, and more. Increase your Call Report acumen and confidently complete the new Call Report timely and accurately.

This session will provide the most up-to-date information needed to fully understand the impact of recent guidance when handling IRA required minimum distribution and beneficiary death distribution requests.

Powers of attorney are complex legal documents that can wield a broad array of authority. Your team must be conversant with POAs, be alert for fraud and good faith issues – and know when to seek legal counsel. With so much at stake, this timely program is a must! This webinar will explain everything you need to know when dealing with powers of attorney.

Learn best practices for how to handle this emerging horizon in the world of record retention.

This session will break down the changes to illuminate the chain of agreements and compliance responsibilities for ODFIs, Third-Party Senders, and Nested Third-Party Senders. After attending, you will be able to identify a Third-Party Sender and a Nested Third-Party Sender, explain their role and responsibilities under the ACH Rules, and apply your knowledge to real-life origination scenarios.

Learn about titling, IRS reporting, rights at death, signers, signature cards, and all the ins and outs of getting consumer accounts correct.

This webinar will examine key features and benefits of these popular emerging payment systems, including a high-level overview of how transactions flow, use cases, funds availability requirements, and legal framework. Participants will walkaway with facts and resources for planning or enhancing digital services with these safe, instant, and data-rich emerging payment options.

This webinar will explain how to properly complete each section of the UCC-1 and where to file the UCC-1 in every type of consumer and commercial situation. Furthermore, filing a UCC-3 Financing Statement Amendment is required in various situations, such as when your institution needs to extend, amend, assign, or terminate an existing UCC filing.

The federal E-Sign Act encourages use of electronic signatures, contracts, and document retention – if you follow the rules. Are your documents and delivery procedures “legally correct”? This webinar will teach you about electronic documents, delivery, disclosures, record retention, and more.

Join CUNA Mutual Group on August 11, 9:00 AM - 4:00 PM CT, for a one-day conference of engaging sessions offering insightful and relevant content.

This webinar will explore the characteristics of strong risk assessments so participants can address key areas in their own institutions. The presenter will share her experience in developing an enterprise-wide process and explain how to conduct risk assessments in a pragmatic, easy-to-understand way. Practical tools and examples will be provided that can be implemented immediately. Learn how to strengthen your existing risk assessments and create new ones for other areas as needed.

This webinar will provide a simple roadmap for implementing CECL, including a review of available resources to get started. You’ll discover how CECL has impacted early adopters. You’ll also learn the regulators’ expectations for the implementation and use of CECL, including how regulators are preparing to examine for CECL compliance.

This webinar will explain components of that rulemaking, including factors to consider when identifying a replacement index and transition requirements for credit cards, HELOCs, and adjustable rate mortgage loans.

This session will review sample disclosures for fixed-rate, adjustable-rate, and construction loans. As the documents are reviewed, the speaker will address regulatory requirements, dive into the guidance, and review common errors when completing the LE and CD.

This webinar will describe the document retention warranties that RDFIs carry when processing stop payments or extended returns. It will go into great detail regarding the differences between consumer and non-consumer requests and will include review activities to ensure your staff is ready to handle each accountholder’s stop payment or extended return situation.

Attend this webinar to learn how to create and implement best practices-based policies and procedures to manage content, use, and records on Microsoft Teams, Zoom, Slack, and other e-collaboration tools. As a bonus, you’ll receive a three-part whitepaper designed to help your financial institution implement an e-collaboration policy program designed to minimize risks, manage use, and maximize compliance at the financial institution, employees’ homes, and elsewhere.