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Compliance Events

The League offers many programs that include national speakers. Keep in mind that national speakers bring expertise in their field, but they do not typically address issues under state laws and regulations. Please contact the Legal Affairs Department if you have questions about state or federal issues. View all League, Foundation, and system vendor events here.


Aug
19

Opening Business Accounts: Entities, Documentation, Authority & Regulatory Requirements

Webinar
This webinar will address your financial institution’s responsibilities and liabilities in handling everyday transactions, such as checking account rules, requirements for secure online banking access, origination of checks and ACH authorizations, and deposits of remotely created checks. In addition, Bank Secrecy Act compliance requires more due diligence than typical consumer accounts.
Aug
20

Risk Officer Webinar Series

On-Demand Webinar
This webinar four-pack for risk officers includes: ** The 15 Worst Security Mistakes ** A Year in the Life of a Compliance Officer: Tips, Tools & Annual Requirements ** Advanced BSA Officer Training: Risk, Compliance & Real-Life Scenarios ** Risk Management Officer: Expectations & Responsibilities. A savings of $100.
Aug
20

The 15 Worst Security Mistakes

Webinar
This session will identify the 15 worst security mistakes that consultants find at financial institutions and how to correct them. The mistakes and remedies will be drawn from extensive consulting experiences across the country.
Aug
26

Compliance Courier LIVE: Session 3

Webinar
This virtual roundtable experience gives you the connection to ongoing news, compliance tips and will keep you at the fore-front of changes during our current times.
Aug
26

Advanced IRA Beneficiary Issues: Death Distributions, Trusts & Successors, Including SECURE & CARES Act Implications

Webinar
This webinar will provide you with the detailed information and reference tools needed to confidently provide IRA beneficiaries with the facts they need to make educated decisions. Join us for an in-depth discussion of the new rules impacting IRA beneficiary designations and required death distributions.
Sep
03

SAFE Act Compliance for Mortgage Loan Originators (MLOs)

Webinar
This in-depth webinar will cover the ins and outs of MLOs and the SAFE Act,including how to avoid hefty penalties for noncompliance.
Sep
09

10 Lessons Learned When a Depositor Dies

Webinar
Learn about checks, IRAs, deposit ownership, trusts, UTMA, affidavits of heirship, and other complex issues that can occur when a depositor dies.
Sep
21

Mortgage Collection & Foreclosure: Best Practices & Tenants’ Rights

Webinar
This session will address numerous compliance laws and regulations that impact collection and foreclosure processes,including Regulation X, Regulation Z, Fair Debt Collection Practices Act, CARES Act, and the Protecting Tenants at Foreclosure Act. Participants will receive tools to educate borrowers during these challenging times and also learn red flags for identifying potential debt collection scams and loan fraud.
Sep
22

Hike the Hill Virtual 2020

Webinar
The League’s annual Washington D.C Hike the Hill event will be a virtual event this year.
Sep
23

UCC-1 & UCC-3 Financing Statements Line-by-Line: Filing, Amending & Renewing

Webinar
This webinar will explain how to properly complete each section of the UCC-1 and where to file it in every type of consumer and commercial situation. In addition, filing a UCC-3 Financing Statement Amendment is required in various situations, such as when your institution needs to extend, amend, assign, or terminate an existing UCC filing. Learn when you must file the UCC-3 and how to properly complete it.
Sep
24

Ag Lending Compliance, Including Industrial Hemp

Webinar
Ag loans have come a long way. Whether you’re making loans for farmland, mixed-use property, or barn dominiums, compliance is key. And what about hemp-related businesses? Learn the risks, regulations, and red flags in today’s ag lending climate.
Sep
29

Mastering Escrow: Analysis, Rules, Forms & Compliance

Webinar
This session will provide tools to test your procedures to ensure all the requirements are nailed down. It will review the entire escrow compliance process, reveal common mistakes, and identify examiner citations that highlight “hot spots.” Checklists will be provided to ensure you satisfy the escrow requirements and that your disclosures and statements are complete, compliant, and correct.
Sep
30

Compliance Courier LIVE: Session 4

Webinar
This virtual roundtable experience gives you the connection to ongoing news, compliance tips and will keep you at the fore-front of changes during our current times.
Oct
21

Compliance Courier LIVE: Session 5

Webinar
This virtual roundtable experience gives you the connection to ongoing news, compliance tips and will keep you at the fore-front of changes during our current times.
Dec
02

Compliance Courier LIVE: Session 6

Webinar
This virtual roundtable experience gives you the connection to ongoing news, compliance tips and will keep you at the fore-front of changes during our current times.
Jan
28

2021 State Government Affairs Conference

In-Person
Join with over 350 of your credit union peers and be an active participant and influencer on issues directly impacting Wisconsin credit unions. This is your opportunity to represent your credit union and members before lawmakers. Let your voice be heard.