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Compliance Events

The League offers many programs that include national speakers. Keep in mind that national speakers bring expertise in their field, but they do not typically address issues under state laws and regulations. Please contact the Legal Affairs Department if you have questions about state or federal issues. View all League, Foundation, and system vendor events here.


Jan
26

2021 State Government Affairs Conference

Webinar
We are going virtual for the 2021 State Government Affairs Conference. Be sure to join us for virtual meetings with legislators, keynote speakers, networking and more!
Jan
26

Beginning BSA Officer: What You Need to Know on Day 1

Webinar
Whether you are an experienced executive or a novice BSA officer, you are sure to benefit from this great overview of the evolving BSA responsibilities every financial institution faces daily.
Jan
27

Work from Home Record Retention Rules

Webinar
Join us to learn best practices-based strategies for effective work-from-home record management. The sample policy and guidelines will help your institution manage records, minimize risks, and maximize compliance.
Jan
29

Reg Z & TILA – Non - Real Estate

On-Demand Webinar
Find out how Reg Z and TILA apply to non-real estate loans and protect your institution from common missteps and regulatory consequences.
Jan
29

Reg Z & TILA – Real Estate

On-Demand Webinar
How do Reg Z and TILA apply to loans secured by real estate? What about ARM loans? HELOCs? Round out your understanding of these regulatory focal points today.
Jan
29

Reg V & FCRA

On-Demand Webinar
Financial institutions and borrowers rely on consistent gathering and reporting of fair, accurate information. Learn how to properly access, decipher, and utilize the data contained in consumer credit reports.
Jan
29

Reg X & RESPA

Webinar
During the session, participants will learn about the scope and coverage of RESPA, including the statute’s prohibition against kickbacks and unearned fees, as well as notification requirements in connection with servicing transfers and force-placed insurance. In addition, this session will cover the procedural requirements in connection with escrow accounts and Regulation X’s protections for delinquent mortgage borrowers.
Jan
29

Reg C & HMDA

On-Demand Webinar
During the session, participants will learn about HMDA’s institutional coverage test and what constitutes a reportable transaction. The session will also cover the data collection requirements for both traditional and low-volume filers, recording and reporting requirements, and rules concerning the public disclosure of HMDA data.
Jan
29

Reg B & ECOA

In-Person
During the session, participants will hear about protected classifications under the ECOA and the various forms of discrimination that your institution must be on the lookout for. Attendees will gain a solid knowledge of Regulation B’s rules governing the evaluation of credit applications as well as notification requirements when taking adverse action.
Jan
29

Alphabet Soup Webinar Series

On-Demand Webinar
New webinar series designed to put lenders on the road to compliance and success. This series wades through the “regulatory alphabet soup” and breaks down each important regulation.
Feb
02

Flood Compliance Beyond the Basics

Webinar
This session will dive deep into the compliance expectations during your next examination, explain how to avoid the frequent violations regulators have identified, and provide guidance on navigating trip-line situations.
Feb
03

Calculating Cash Flow from S-Corporation & Partnership Tax Returns

Webinar
This webinar will help take the mystery out of Partnership and S-Corp tax returns so you can identify real cash flow quickly and accurately.
Feb
04

Red Flags in Residential Appraisal Compliance

Webinar
Attend this session to gain a better understanding of the rules surrounding residential real estate appraisals, including examples of compliance red flags that can lead to violations.
Feb
09

E-SIGN Webinar Series

Webinar
This 4-part series will address the multifaceted aspects of the Act, including risks, best practices, compliance, and document delivery.
Feb
09

No-Contact Account Opening: E-SIGN Compliance

Webinar
This fast-paced session will explore the six-step consent process. Learn best practices for opening accounts and completing signature cards, as well as common pitfalls. Other important topics will be covered, including risk mitigation strategies, vendor management, and required documentation for CIP in order to form a “reasonable belief” of the true identity of the customer.
Feb
10

Compliance Courier LIVE Series 2021

On-Demand Webinar
From February - September, League compliance experts and special guests will cover the latest updates and lead Q&A to discuss your questions. This virtual roundtable gives you ongoing news, compliance tips and will keep you at the fore-front of changes.
Feb
10

Compliance Courier LIVE Series 2021: Session 1

Webinar
From February - September, League compliance experts and special guests will cover the latest updates and lead Q&A to discuss your questions. This virtual roundtable gives you ongoing news, compliance tips and will keep you at the fore-front of changes.
Feb
10

Overdraft Hotspots Including Regulations, Lawsuits & Guidance

Webinar
This comprehensive program will dissect the dos and don’ts by studying the institutions who have paid big fines to the regulators and returned big fees to their account holders.
Feb
11

ACH Tax Refunds: What Could Go Wrong?

Webinar
This session is designed to ensure that your processing of ACH tax refunds is efficient, and more importantly, protects your financial institution from losses associated with incorrect handling of these types of payments.
Feb
16

Work from Home Risks: How Compliance Can Limit Liability

Webinar
Learn best practices for allowing employees to work remotely and limit the liability risks and losses that begin with noncompliance. Helpful checklists will provide focus and guidance, plus information for the board.