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Compliance Events

The League offers many programs that include national speakers. Keep in mind that national speakers bring expertise in their field, but they do not typically address issues under state laws and regulations. Please contact the Legal Affairs Department if you have questions about state or federal issues. View all League, Foundation, and system vendor events here.


Feb
27

HELOC Compliance: Disclosures, Documentation, Advertising, Amending & More

Webinar
This webinar will explain the required HELOC disclosures and advertising restrictions. It will explore specific situations when lenders are permitted to decrease, suspend, or terminate a HELOC, and how to do so. You’ll also learn how to handle HELOCs nearing their end-of-draw periods.
Mar
03

Managing a Commercial Construction Loan: Start to Finish

Webinar
This webinar will explain the commercial construction lending function from start to finish. It will address the special construction loan documents, proper perfection of security interests and liens during construction,adequate construction monitoring, and loan disbursement procedures.
Mar
04

Appraisal Compliance Checklist, Including New Threshold Limits

Webinar
Join this guided tour of sample written policy, procedures, and checklists for real estate and commercial appraisals. You’ll benefit from real-life appraisal scenarios and learn why examiners are pressing auditors to rate an appraisal violation as a moderate-risk finding!
Mar
05

Understanding Marijuana Business Compliance for the Board

Webinar
Are you offering deposit accounts or loans to marijuana – or hemp-related businesses? What does the board need to consider? What are the compliance requirements? Learn the details necessary to make an informed decision with this timely program.
Mar
09

Town Hall with NCUA Chairman Rodney Hood

In-Person
The meeting provides an opportunity to go straight to the source on your NCUA related questions – including current and future NCUA priorities.
Mar
10

Impact of Reg CC Rule Changes on ACH & RDC: Effective July 1, 2020

Webinar
This webinar will cover the 2020 funds availability changes detail and address the impact of the 2018 changes on remote deposit capture programs. Scenarios will be used to illustrate key warranties and how breach of warranty situations may be handled.
Mar
12

Common HMDA Violations & Challenges

Webinar
This webinar will review the fundamental HMDA requirements, while focusing on common problem areas that can create reporting violations. Real-life examples will be used to reference HMDA resources that can be used to improve training, identify errors that may not be picked up by edits or software, and streamline verifying data integrity.
Mar
17

2020 ACH Rules Update, Including Emerging & Real-Time Payments

Webinar
This webinar will cover ACH Rules updates, including the Same Day ACH dollar limit and third processing window, unauthorized return reasons R10 and R11, ACH security framework expansion, ACH contact registration, and WEB account validation. Plus, you’ll get the latest on emerging and real-time payment initiatives.
Mar
18

Consumer Loan Flood Insurance Forms Line-by-Line

Webinar
This webinar will address the elements of a monitoring program after the loan has originated; what to do when a policy must be force-placed; and the recent requirement to accept private flood policies. Come explore each step in developing a water-tight flood compliance program!
Mar
23

Get Ready for New ACH Return Code R11: Effective April 1, 2020

Webinar
This session will explore the similarities and differences between the existing R10 and the new R11 return reason code. It will address needed changes to the Written Statement of Unauthorized Debit, tracking and reporting requirements, and examine case studies to illustrate which code is appropriate for each situation.
Mar
24

Collecting SBA Loans: Critical Steps in Protecting the SBA Guaranty

Webinar
This webinar will explain the proper steps to collect and liquidate SBA 7(a) and 504 loans, the two most common SBA guaranteed loan programs.
Mar
25

Compliance Roundtable

In-Person
Conquer your latest Wisconsin credit union compliance challenges, get details on hot compliance issues and broaden your network. The Compliance Roundtable is your opportunity to make it happen.
Mar
25

Advanced New Account Issues: POAs, Trusts, Estates & More

Webinar
This webinar will explore some of the advanced issues when opening deposit accounts. It is designed for staff with several years of experience with opening deposit accounts.
Mar
26

Commercial Flood Insurance Rules & Best Practices

Webinar
Join us to learn the flood coverage rules, root causes for common violations, and how to avoid costly mistakes.
Apr
07

Mastercard Dispute Resolution for Chargebacks

Webinar
Mastercard dispute resolution rules are complex. Attend this webinar and become your credit union’s “go-to” for resolution.
Apr
08

10 Overdraft Hotspots, Including Regulations, Lawsuits & Guidance

Webinar
This program is designed to provide an update and the steps needed to complete an overdraft service checkup on your program before examiners arrive. Whether your system is automated or ad hoc, there are some themes and specifics examiners will target this year. Join us for a look at litigation, federal laws, state law issues, and other overdraft“ hotspots” in this regulatory environment.
May
06

2020 League Annual Convention & Expo

In-Person
Connect with the credit union movement at ​the largest annual gathering of Wisconsin credit unions at the League Annual Convention & Expo.