Compliance Events

This webinar will explain the Uniform Unclaimed Property Act and the tools that every institution needs to evaluate its practices regarding dormant accounts and unclaimed property. There will be a quick review of the basic rules before focusing on more advanced issues. Since escheat laws vary, this webinar will not cover state-specific escheat laws. However, you will be able to find your state-specific escheat laws by using the contact information provided.

This webinar will explain the most common (and not so common) issues and outline the rights and responsibilities of each party to a check. Join us to learn how to handle checks correctly and with confidence.

This webinar will explain the amendments to Regulation CC, address the impact on depository institutions, and outline an action plan to ensure they can prepare for and implement the required changes prior to the July 1, 2020, deadline.

This session will cover the rights and obligations of the financial institution, accountholder, and tax preparer and how the IRS is protecting accountholders from fraud. Learn how to correctly handle tax returns and exceptions to increase compliance and accountholder satisfaction while minimizing liability.

Not all imaged documents are treated the same under the law. Now, more than ever, it’s imperative to understand the rules regarding electronic and imaged documents to protect your institution from costly mistakes.

This webinar will focus on how financial institutions are currently accepting deposits, lending money,and providing other financial services to cannabis businesses and their service providers –despite the lack of guidance or comprehensive comfort under federal law.

CUNA GAC is one of their premier events. Attend this annual event to support your credit union, your members and let your voice be heard.

This webinar will look at new Regulation CC holds, beneficial ownership, error resolution, and operational issues in the back of the house. You’ll learn how to check CIP and keep good internal controls on signature cards. How you manage and control IRS reporting, check handling, error resolution, interest reporting, and more can save thousands in fines and lawsuits. This 2020 update will be important to continued compliance in account and check services and will focus on any new developments in 2020.

This webinar will explain the required HELOC disclosures and advertising restrictions. It will explore specific situations when lenders are permitted to decrease, suspend, or terminate a HELOC, and how to do so. You’ll also learn how to handle HELOCs nearing their end-of-draw periods.

This webinar will explain the commercial construction lending function from start to finish. It will address the special construction loan documents, proper perfection of security interests and liens during construction,adequate construction monitoring, and loan disbursement procedures.

Are you offering deposit accounts or loans to marijuana – or hemp-related businesses? What does the board need to consider? What are the compliance requirements? Learn the details necessary to make an informed decision with this timely program.

This webinar will cover the 2020 funds availability changes detail and address the impact of the 2018 changes on remote deposit capture programs. Scenarios will be used to illustrate key warranties and how breach of warranty situations may be handled.

This webinar, conducted by an audit committee member and veteran CU attorney, will explore the traits of healthy committees, today’s biggest challenges, and how to ensure full compliance with regulatory obligations.

This webinar will review the fundamental HMDA requirements, while focusing on common problem areas that can create reporting violations. Real-life examples will be used to reference HMDA resources that can be used to improve training, identify errors that may not be picked up by edits or software, and streamline verifying data integrity.

This webinar will cover ACH Rules updates, including the Same Day ACH dollar limit and third processing window, unauthorized return reasons R10 and R11, ACH security framework expansion, ACH contact registration, and WEB account validation. Plus, you’ll get the latest on emerging and real-time payment initiatives.

This webinar will explore some of the advanced issues when opening deposit accounts. It is designed for staff with several years of experience with opening deposit accounts.

Join us to learn the flood coverage rules, root causes for common violations, and how to avoid costly mistakes.