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Decoding the Examination Process: 10 Essential Techniques to Thrive During Your Next Exam

Jun 14 2:00 PM - Jun 14, 2022 3:30 PM
Jun 14, 2022 2:00 PM - 3:30 PM
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A regulatory examination should be viewed as an opportunity to show off your operations, rather than an enemy invasion. In reality, regulators are not trying to surprise you during exams, and they give plenty of notice of their intended targets – if you know where to look...

Learning Objectives

  • Explore recent regulatory examination guidance
  • Appreciate examination trends and hot topics
  • Understand and present your institution’s risk management process
  • Uncover mysteries of the examination resources
  • Use effective communication strategies
  • Engage best practices for preparing your key process stakeholders

How much time and effort are diverted from normal required tasks when you have to prepare for an examination? Even with virtual examinations, the more time examiners spend with you, the less time you are spending on the core mission. But with smart preparation, more scrutiny doesn't have to mean more time spent on compliance.

This webinar will cut through the “regulatory speak” and show how concentrated preparation around key regulatory and operational issues can put examiners at ease and get you back to focusing on the mission first. Don’t be caught ill-prepared for the new realities of regulatory examinations. Join us for a review of the current regulatory climate, core regulatory concerns, and best practices for planning, preparing, and engaging with the examination team.



David A. Reed, Reed & Jolly, PLLC

Attorney, author, consultant, and nationally recognized trainer, David Reed is a partner in the law firm of Reed & Jolly, PLLC. He provides guidance to financial institutions on establishment and revision of policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance. His engaging speaking style has made him a nationwide lecturer on regulatory compliance, consumer lending, bankruptcy, and collections.

A former trial attorney and vice president and general counsel of a large regional financial institution, David is also a Certified Fraud Examiner. He is particularly known as an expert in the areas of operations, bankruptcy, and collections. He has trained state and federal examination staff on numerous issues, including BSA, ID theft red flags, SAFE Act, third party contract management, and bankruptcy.




Your registration includes unlimited locations, making it easier to share and learn with remote staff.

Please note: You may share the link with others at your credit union, however the confirmation will be sent to one primary contact at your credit union. It will be up to the primary contact to share the material with others.

Additional Info

Event Type

On-Demand Webinar

Topics Covered

  • On-Demand Webinars
  • Compliance