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Wisconsin Credit Union Foundation

Auditing E-Policies & Procedures: Risks, Rules & Records

Attend this webinar to learn how to conduct on-target audits and create effective policies and procedures. You’ll be armed with best practices and an expertly designed audit questionnaire to create effective electronic P&Ps.

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Type of Event
On Demand Webinar

Who Should Attend
  • On-Demand Webinars
  • Live Webinars
  • Compliance

Purchase

Description

Before writing or updating your institution’s electronic policies and procedures (P&Ps), best practices call for implementing a comprehensive e-policy audit of current email, social media, mobile device, web, record retention, and other electronic policies, practices, and programs. An e-policy audit will provide a clear-eyed look at electronic risks, communication, and compliance. It will also focus your attention on the pertinent legal and regulatory risks and rules to ensure compliance with federal/state laws, industry/government guidelines, and organizational rules governing electronic content, use, and records. An effective e-policy audit will illuminate employees’ use of employer-owned and personal email accounts, social media sites, and mobile devices –during and after business hours. Attend this webinar to learn how to conduct on-target audits and create effective policies and procedures. You’ll be armed with best practices and an expertly designed audit questionnaire to create effective electronic P&Ps.

Learning Objectives

  • Understanding an e-policy audit
  • Why and how every financial institution should conduct an annual e-policy audit
  • Using comprehensive e-policy audits to minimize legal liabilities, regulatory disasters, privacy violations, record mismanagement, and other electronic risks
  • Differences between policies and procedures
  • Developing insightful audit questionnaires to uncover essential information
  • Auditing employees’ business and personal use, content, and tools –at work and home
  • Uncovering technology challenges and security concerns through audits
  • Using audit results to write effective best-practices-based electronic P&Ps
  • Managing email, web, mobile device, and social media content, use, and records with P&Ps
  • Motivating employees to participate in the audit process
  • Training employees to comply with new, updated policies and procedures
  • Real-life electronic disaster stories

Speaker

Nancy Flynn, The ePolicy Institute™

Investment

$259.00